Compliance Monitoring Systems CC is a registered external compliance practice
As such we know that the day to day management of FAIS Compliance is complex and
results in a loss of productive time. For this reason, many providers put off essential
procedures and functions until the last moment. Some ignore them completely.
Your business is to provide financial services to clients.
Our business is to provide useful management and monitoring services that simplify
FAIS compliance as far as possible without any loss of integrity.
Our mission is to reduce as far as possible the time it takes financial services
providers to become and remain FAIS compliant.
Our clients include
- Key Individuals who alone are responsible for the compliance function of their business;
- Internal compliance officers; and
- Because our services provide such elegant, comprehensive and useful procedures and
reports, we have External Compliance officers with multiple clients who benefit
from the ease and simplicity of our solutions.
A detailed description of the services available to each of these specific clients
can be seen by clicking on SERVICES on the Menu tab.