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Name |
Description |
Download
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GN R240 2006 |
Determination of fees payable to the Registrar of Financial Services Providers
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BN 80 of 2003 |
General Code of Conduct for Authorised Financial Services Providers and Representatives |
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BN 81 of 2003 |
Rules on Proceedings of the Office of the Ombud for Financial Services Providers,
2003 |
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BN 82 of 2003 |
Determination of Requirements for Reappointment of Debarred Representatives, 2003 |
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BN 83 of 2003 |
Qualifications and Experience of Compliance Officers in respect of Financial Services
Business |
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BN 84 of 2003 |
Determination of Criteria and Guidelines for the Approval of Compliance Officers |
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BN 91 of 2003 |
Determination of fit and proper requirements for financial services providers, 2003 |
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BN 95 of 2003 |
Exemption of Financial Services Providers as regards Representatives |
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BN 96 of 2003 |
Exemption of certain Authorised Financial Services Providers from Requirements pertaining
to Audited Financial Statements and Financial Soundness |
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BN 97 of 2003 |
Exemptions of Investment managers and Linked Investment Services Providers, and
their related Functionaries, from certain Fit and Proper Requirements |
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BN 98 of 2003 |
Application by Financial Services Providers for Authorisation by the Financial Services
Board |
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BN 122 2003 |
Determination of Procedure for Approval of Key Individuals |
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BN 40 of 2004 |
Exemption of Licensees as regards Display of Certified Copies of Licences |
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BN 71 of 2004 |
Exemption of Licensees as regards References to Licences in Business Documentation |
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BN 72 of 2004 |
Notification of Recognition of Organisation as regards Qualifications of Compliance
Officers |
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BN 85 of 2004 |
Exemption of certain Authorised Financial Services Providers from Requirements pertaining
to Audited Financial Statements |
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BN 94 of 2004 |
Exemption in respect of certain applicants for authorisation |
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BN 97 of 2004 |
Exemption in respect of Certain Office-holders |
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BN 99 of 2004 |
Exemption of Sole Proprietors and Partners from Compliance Officer Qualifications
and Experience Requirements, 2004 |
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BN 101 of 2004 |
Fit and Proper Requirements Amendment |
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BN 103 of 2004 |
Exemption of Banks in respect of Certain Clients |
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BN 104 of 2004 |
Exemption regarding Certain Minimum Qualifications |
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BN 1 of 2005 |
Levies on authorised financial services providers |
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BN 42 of 2005 |
Levies on financial institutions |
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BN 57 of 2005 |
Form and Manner of External Auditor’s Report (Section 19 (3) of FAIS Act) |
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BN 51 of 2006 |
Levies on financial institutions |
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BN 91 of 2006 |
Determination of Fit and Proper requirements for financial services providers, 2006 |
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BN 95 of 2006 |
Guidelines on determination of case fees by statutory Ombud |
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